Free Web Hosting Provider - Web Hosting - E-commerce - High Speed Internet - Free Web Page
Search the Web

~Small Business Investment Corporations~


Small business investment companies (SBICs) supply equity capital, long-term loans, and management assistance to qualifying small businesses.

These companies are privately owned and operated. The use their own money for financing, as well as funds borrowed from the Small Business Administration. SBICs are profit-seeking enterprises, however they select small businesses to finance. They follow the same guidelines as the SBA in choosing who they will finance. In other words, you must meet the qualifications in the SBA's definition of a "small business".

According to the SBA, small businesses looking for SBIC financing should first figure out which SBICs may be interested in their company. We have provided a listing of SBICs below. Try to find one in your region that invests in the type of business you have (or want to have). Once you've identified and researched which ones would be a good for your company, call and find out what materials they would like sent.

Alabama
*Alabama Capital Corp., 16 Midtown Park East, Mobile, AL 36606, tel: (334) 476-0700, fax: (334) 476-0026, Preferred Investment Size: $400,000, Investment Policy: Asset based, loans w/Equity, Investment Type: Seed, Early, Expansion, Later Stages, Industry Preference: Diversified, Geographic Preference: Southeast.

*Alabama Small Business, Investment Company, 1732 5th Avenue North, Birmingham, AL 35203, tel: (205) 324-5231, fax: (205) 324-5234, Preferred Investment Size: $50,000 to $150,000, Investment Policy: Straight Loans and/or Equity, Investment Type: Existing Businesses, Industry Preference: Diversified, Geographic Preference: Alabama.

*FJC Growth Capital Corp., 200 West Court Square, Suite 750, Huntsville, AL 35801, tel: (205) 922-2918, fax: (205) 922-2909, Preferred Investment Size: $350,000 to $500,000, Investment Policy: Loans with Equity Features, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: South, Mid-West.

*First SBIC of Alabama, 16 Midtown Park East, Mobile, AL 36606, tel: (334) 476-0700, fax: (334) 476-0026, Preferred Investment Size: $400,000, Investment Policy: Asset based loans w/equity, Investment Type: Seed, Early, Expansion, Later Stages, Industry Preference: Diversified, Geographic Preference: Southeast.

*Hickory Venture Capital Corp., 200 W. Court Square, Suite 100, Huntsville, AL 35801, tel: (205) 539-1931, fax: (205) 539-5130, Preferred Investment Size: $1 to $2 Million, Investment Policy: Equity, Convertible Debt, Investment Type: Early Stage, Expansion, LBO, MBO, Industry Preference: Healthcare, Security & Crime Prevention, Retail, Geographic Preference: Mid-Atlantic, South.

Arizona
*First Commerce & Loan LP, 5620 N. Kolb, #260, Tucson, AZ 85715, tel: (602) 298-2500, fax: (602) 745-6112.

*First Interstate Equity Corp., 100 West Washington Street, Phoenix, AZ 85003, tel: (602) 528-6647, fax: (602) 440-1320, Preferred Investment Size: $750,000, Investment Policy: Debt and Equity, Investment Type: Later Stage, Expansion, Industry Preference: Technology, Commercial/Industrial, Geographic Preference: Western U. S.

*Sundance Venture Partners, LP, (Main Office: Cupertino, CA), 2828 N. Central Avenue, Suite 1275, Phoenix, AZ 85004, tel: (602) 279-1101, fax: (408) 257-8111,

Arkansas
*Small Business Investment Capital, Inc., 12103 Interstate 30, Mail: P.O. Box 3627, Little Rock, AR 72203, tel: (501) 455-6599, fax: (501) 455-6556, Preferred Investment Size: up to $230,000, Investment Policy: Loans, Investment Type: Start-Ups and Debt Consolidation, Industry Preference: Supermarkets, Geographic Preference: AR, OK, TX, LA.

California
*AVI Capital, L.P., One First Street, Suite 12, Los Altos, CA 94022, tel: (415) 949-9862, fax: (415) 949-8510, Preferred Investment Size: $1,000,000, Investment Policy: Equity Only, Investment Type: Seed, Early Stage, Industry Preference: High Technology and electronic deals only, Geographic Preference: West Coast, CA.

*Allied Business Investors, Inc., 428 South Atlantic Blvd., Suite 201, Monterey Park, CA 91754, tel: (818) 289-0186, fax: (818) 289-2369, Preferred Investment Size: $50,000, Investment Policy: Loans Only, Investment Type: Early Stage, Industry Preference: Diversified, Geographic Preference: Los Angeles.

*Ally Finance Corp., 9100 Wilshire Blvd., Suite 408, Beverly Hills, CA 90212, tel: (310) 550-8100, fax: (310) 550-6136, Preferred Investment Size: up to $180,000, Investment Policy: Loans and/or Equity, Investment Type: Seed, Early, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Asian American Capital Corp., 1251 West Tennyson Road, Suite #4, Hayward, CA 94544, tel: (510) 887-6888, fax: (510) 887-6897,

*Aspen Ventures West II, L.P., 1000 Fremont Avenue, Suite V, Los Altos, CA 94024, tel: (415) 917-5670, fax: (415) 917-5677, Preferred Investment Size: $500,000 to $2.5 Million, Investment Policy: Equity, Investment Type: Early Stage, Industry Preference: Information Technology, Geographic Preference: Western U. S.

*Astar Capital Corp., 9537 E. Gidley Street, Temple City, CA 91780, tel: (818) 350-1211, fax: (818) 443-5874.

*BT Capital Partners, Inc., (Main Office: New York, NY), 300 South Grand Avenue, Los Angeles, CA 90071.

*BankAmerica Ventures, 950 Tower Lane, Suite 700, Foster City, CA 94404, tel: (415) 378-6000, fax: (415) 378-6040.

*BankAmerica Ventures, (Main Office: Foster City, CA), 5 Palo Alto Square, Suite 938, Palo Alto, CA 94306, tel: (415) 424-8011, fax: (415) 424-6830.

*BankAmerica Ventures, (Main Office: Foster City, CA), 155 North Lake Avenue, Suite 1010, Pasadena, CA 91109, tel: (818) 304-3451, fax: (818) 440-9931.

*Bay Partners SBIC, L.P., 10600 North De Anza Blvd., Suite 100, Cupertino, CA 95014, tel: (408) 725-2444, fax: (408) 446-4502.

*Bentley Capital, 592 Vallejo Street, Suite #2, San Francisco, CA 94133, tel: s415) 362-2868, fax: (415) 398-8209, Preferred Investment Size: $200,000, Investment Policy: Loans and Equity, Investment Type: Early Stage, Expansion, Industry Preference: Mfg., Hi-Tech, Import/Export, Wholesale, Geographic Preference: Western US.

*Best Finance Corp., 4929 W. Wilshire Blvd., Suite 407, Los Angeles, CA 90010, tel: (213) 937-1636, fax: (213) 937-6393, Preferred Investment Size: $50,000, Investment Policy: Loans and/or Equity, Investment Type: Purchase, Seed, Expansion, Industry Preference: Diversified, Geographic Preference: California.

*Calsafe Capital Corp., 245 East Main Street, Suite 107, Alhambra, CA 91801, tel: (818) 289-3400, fax: (818) 300-8025, Preferred Investment Size: up to $450,000, Investment Policy: Loans and Equity Investments, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Canaan SBIC, L.P., (Main Office: Rowayton, CT), 2884 Sand Hill Road, Menlo Park, CA 94025, tel: (415) 854-8082, fax: (415) 854-8127.

*Charterway Investment Corp., One Wilshire Building, 624 South Grand Avenue, Suite 1600, Los Angeles, CA 90017, tel: (213) 689-9107, fax: (213) 689-9108, Preferred Investment Size: $100,000 to $450,000, Investment Policy: Loans, Investment Type: Expansion, Industry Preference: Retail/Wholesale, Geographic Preference: Los Angeles County.

*Citicorp Venture Capital, Ltd., (Main Office: New York, NY), 2 Embarcadero Place, 2200 Geny Road, Suite 203, Palo Alto, CA 94303, tel: (415) 424-8000.

*Draper Associates, LP, 400 Seaport Court, Suite 250, Redwood City, CA 94063, tel: (415) 599-9000, fax: (415) 599-9726.

*Far East Capital Corp., 977 N. Broadway, Suite 401, Los Angeles, CA 90012, tel: (213) 687-1361, fax: (213) 626-7497, Preferred Investment Size: $250,000, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Industry Preference: Diversified, Geographic Preference: California.

*First American Capital Funding, Inc., 10840 Warner Avenue, Suite 202, Fountain Valley, CA 92708, tel: (714) 965-7190, fax: (714) 965-7193, Preferred Investment Size: $50,000, Investment Policy: Loans, Investment Type: Early Stage, Expansion, Later Stage, Industry Preference: Medical/Health, Geographic Preference: California.

*Fulcrum Venture Capital Corp., 300 Corporate Pointe, Suite 380, Culver City, CA 90230, tel: (310) 645-1271, fax: (310) 645-1272.

*Hall, Morris & Drufva II, L.P., 26161 La Paz Road, Suite E, Mission Viejo, CA 92691, tel: (714) 707-5096, fax: (714) 707-5121.

*Imperial Ventures, Inc., 9920 South La Cienega Blvd., Mail: P.O. Box 92991; L.A. 90009, Inglewood, CA 90301, tel: (310) 417-5710, fax: (310) 417-5874, Preferred Investment Size: Low 6 - 7 Figures, Investment Policy: Debt and/or Equity, Investment Type: Expansion, Industry Preference: Medical/Health, Technology, Trade Finance, Geographic Preference: California.

*Jupiter Partners, 600 Montgomery Street, 35th Floor, San Francisco, CA 94111, tel: (415) 421-9990, fax: (415) 421-0471, Preferred Investment Size: $250,000, Investment Policy: Equity Only, Investment Type: Expansion, Industry Preference: High Technology & Medical Technology, Geographic Preference: West Coast.

*Kline Hawkes California SBIC, LP, 11726 San Vicente Blvd., Suite 300, Los Angeles, CA 90049, tel: (310) 442-4700, fax: (310) 442-4707.

*LaiLai Capital Corp., 223 E. Garvey Avenue, Suite 228, Monterey Park, CA 91754, tel: (818) 288-0704, fax: (818) 288-4101, Preferred Investment Size: $150,000, Investment Policy: Loans and Equity, Investment Type: Seed, Early Stage, Expansion, Industry Preference: Diversified, Geographic Preference: California.

*Magna Pacific Investments, David Wong, President, 330 North Brand Boulevard, Suite 670, Glendale, CA 91203, tel: (818) 547-0809, fax: (818) 547-9303, Preferred Investment Size: $300,000, Investment Policy: Loan and/or Equity, Investment Type: Seed, Early Stage, Expansion, Industry Preference: Hi-Tech, Medical, Wholesale, Retail, Geographic Preference: National.

*Marwit Capital Corp., 180 Newport Center Drive, Suite 200, Newport Beach, CA 92660, tel: (714) 640-6234, fax: (714) 720-8077, Preferred Investment Size: $500,000 to $2 Million, Investment Policy: Subordinated Debt with Equity, Investment Type: Expansion, Acquisitions, Buyouts, Industry Preference: Diversified, Geographic Preference: Western U.S.

*Merrill Pickard Anderson & Eyre, 2480 Sand Hill Road, Suite 200, Menlo Park, CA 94025, tel: (415) 854-8600, fax: (415) 854-0345.

*Novus Ventures, L.P., 20111 Stevens Creek Boulevard, Suite 130, Cupertino, CA 95014, tel: (408) 252-3900, fax: (408) 252-1713, Preferred Investment Size: $400,000 to $1 Million, Investment Policy: Convertible Debt, Convert. Stk Investment Type: Early Stage, Expansion, Industry Preference: Information Technology, Geographic Preference: Western U.S.

*Opportunity Capital Corp., 2201 Walnut Avenue, Suite 210, Fremont, CA 94538, tel: (510) 795-7000, fax: (510) 494-5439, Preferred Investment Size: $300,000, Investment Policy: Debt with Warrants, Equity, Investment Type: Expansion, Later Stage, Acquisitions, Industry Preference: Mfg., Telecommunications, Healthcare, Geographic Preference: West Coast, National.

*Opportunity Capital Partners II, L.P., 2201 Walnut Avenue, Suite 210, Fremont, CA 94538, tel: (510) 795-7000, fax: (510) 494-5439, Preferred Investment Size: $1,500,000, Investment Policy: Debt with Warrants, Equity, Investment Type: Expansion, Later Stage, Acquision, Industry Preference: Mfg., Telecommunications, Healthcare, Geographic Preference: West Coast, National.

*Pacific Mezzanine Fund, L.P., 2200 Powell St., Suite 1250, Emeryville, CA 94608, tel: (501) 595-9800, fax: (510) 595-9801, Preferred Investment Size: $2 to $5 Million, Investment Policy: Loans with Equity Features, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: Western US.

*Positive Enterprises, Inc., 1489 Webster Street, Suite 228 San Francisco, CA 94115, tel: (415) 885-6600, fax: (415) 928-6363, Preferred Investment Size: up to $150,000, Investment Policy: Loans, Equity, Investment Type: Expansion, Early Stage, Later Stage, Industry Preference: Diversified, Sr. Home Care/Rest Home, Mfg., Geographic Preference: North, Regional.

*Ritter Partners, 150 Isabella Avenue, Atherton, CA 94027, tel: (415) 854-1555, fax: (415) 854-5015,

*San Joaquin Business Investment Group Inc, 1900 Mariposa Mall, Suite 100, Fresno, CA 93721, tel: (209) 233-3580, fax: (209) 233-3709, Preferred Investment Size: $100,000 to $300,000, Investment Policy: Loans and Equity, Investment Type: Expansion, Industry Preference: Diversified, Geographic Preference: West Coast.

*Sorrento Growth Partners I, L.P., 4225 Executive Square, Suite 1450, San Diego, CA 92037, tel: (619) 452-6400, fax: (619) 452-7607, Preferred Investment Size: $750,000 to $2 Million, Investment Policy: Equity Only, Investment Type: Seed, Early, Expansion, Later Stages, Industry Preference: Med./Health, Comm./Electronics, Special Retail, Geographic Preference: Southern California.

*South Bay Capital Corp., 5325 E. Pacific Coast Highway, Long Beach, CA 90804, tel: (310) 597-3285, fax: (310) 498-7167.

*Sundance Venture Partners, L.P., 10600 N. DeAnza Blvd., Suite 215, Cupertino, CA 95014, tel: (408) 257-8100, fax: (408) 257-8111.

*Union Venture Corp., 445 South Figueroa Street, P.O. Box 3100, Los Angeles, CA 90071, tel: (213) 236-4092, fax: (213) 629-5328, Preferred Investment Size: $500,000 to $1.5 Million, Investment Policy: Debt or Equity, Investment Type: Later Stage, Industry Preference: Radio/TV Stations, Retail, Asset Based, Geographic Preference: National.

*VK Capital Company, 600 California Street, Suite 1700, San Francisco, CA 94108, tel: (415) 391-5600, fax: (415) 397-2744.

*Walden-SBIC, L.P., 750 Battery Street, 7th Floor, San Francisco, CA 94111, tel: (415) 391-7225, fax: (415) 391-7262, Preferred Investment Size: $3,000,000, Investment Policy: Equity, Investment Type: Seed, Early, Expansion, Later Stages, Industry Preference: Diversified, Geographic Preference: Western Region.

*Western General Capital Corp., 13701 Riverside Drive, Suite 610, Sherman Oaks, CA 91423, tel: (818) 986-5038, fax: (818) 905-9220, Preferred Investment Size: $100,000 to $300,000, Investment Policy: Loans Only, Investment Type: Later Stage, Expansion, Industry Preference: Diversified, Geographic Preference: Regional.

Colorado
*Hanifen Imhoff Mezzanine Fund, L.P., 1125 17th Street, Suite 1820, Denver, CO 80202, tel: (303) 291-5209, fax: (303) 291-5327, Preferred Investment Size: $1 to $3 Million, Investment Policy: Debt with Equity Features, Investment Type: Later Stage, Industry Preference: Diversified, Geographic Preference: Rocky Mt., Mid-West.

Connecticut
*AB SBIC, Inc., 275 School House Road, Cheshire, CT 06410, tel: (203) 272-0203, fax: (203) 272-9978.

*Canaan SBIC, L.P., 105 Rowayton Avenue, Rowayton, CT 06853, tel: (203) 855-0400, fax: (203) 854-9117, Preferred Investment Size: $2,000,000, Investment Policy: Equity, Investment Type: Early Stage, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Capital Resource Co. of Connecticut, 2558 Albany Avenue, West Hartford, CT 06117, tel: (203) 236-4336, fax: (203) 232-8161, Preferred Investment Size: $200,000 to $300,000, Investment Policy: Loans and some Equity, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Security Guard, Taxicab Industry, Geographic Preference: North.

*Central Texas SBI Corp., One Canterbury Green, 201 Broad Street, 2nd Floor, Stamford, CT 06901, tel: (203) 352-4056, fax: (203) 352-4184.

*Financial Opportunities, Inc., One Vision Drive, Enfield, CT 06082, tel: (203) 741-4444, fax: (203) 741-9716.

*First New England Capital, LP, 100 Pearl Street, Hartford, CT 06103, tel: (203) 293-3333, fax: (203) 293-3338, Preferred Investment Size: $50,000 to $1 Million, Investment Policy: Loans/Equity, Investment Type: Expansion, Later Stage, Industry Preference: Manufacturing, Distribution, Geographic Preference: Northeast.

*Marcon Capital Corp., 10 John Street, Southport, CT 06490, tel: (203) 259-7233, fax: (203) 259-9428, Preferred Investment Size: $160,000, Investment Policy: Loans secured by R.E., Investment Type: Consider All Stages, Industry Preference: Diversified, Regional. Geographic Preference: North &

*RFE Capital Partners, L.P., 36 Grove Street, New Canaan, CT 06840, tel: (203) 966-2800, fax: (203) 966-3109.

*RFE Investment Partners V, L.P., 36 Grove Street, New Canaan, CT 06840, tel: (203) 966-2800, fax: (203) 966-3109, Preferred Investment Size: $5 - $9 Million, Investment Policy: Prefer Equity Investments, Investment Type: Later Stage, Expansion, Acquisitions, Industry Preference: Manufacturing & Services, Geographic Preference: National, Eastern US.

*TSG Ventures, Inc., 1055 Washington Boulevard, 10th Floor, Stamford, CT 06901, tel: (203) 406-1500, fax: (203) 406-1590, Preferred Investment Size: $1 to $2 Million, Investment Policy: Equity, Investment Type: Expansion, Later Stage, Acquisition, Industry Preference: Diversified, Geographic Preference: National.

Delaware
*PNC Capital Corp., 300 Delaware Avenue, Suite 304, Wilmington, DE 19801, tel: (302) 427-5895, fax: (302) 427-5810, Preferred Investment Size: $2 to $8 Million, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Later Stage, Industry Preference: No Real Estate or tax oriented investments, Geographic Preference: Northeast.

District of Columbia
*Allied Capital Financial Corp., 1666 K Street, N.W., Suite 901, Washington, DC 20006, tel: (202) 331-1112, fax: (202) 659-2053, Preferred Investment Size: $2 to $8 Million, Investment Policy: Loans and Equity Investments, Investment Type: Later Stage, Later Stage, LBO, MBO, Industry Preference: Diversified, Wholesale, Manufacturing, Retail, Geographic Preference: National.

*Allied Investment Corp., 1666 K Street, N.W., Suite 901, Washington, DC 20006, tel: (202) 331-1112, fax: (202) 659-2053, Preferred Investment Size: $2 to $8 Million, Investment Policy: Loans and Equity Investments, Investment Type: Later Stage, Later Stage, LBO, MBO, Industry Preference: Diversified, Manufacturing, Wholesale, Retail, Geographic Preference: National.

*Allied Investment Corp. II, 1666 K Street, N.W., Suite 901, Washington, DC 20006, tel: (202) 331-1112, fax: (202) 659-2053, Preferred Investment Size: $2 to $8 Million, Investment Policy: Sub. Debt w/Warrants, Investment Type: Expansion, Buyouts, Acquisition, Industry Preference: Diversified, Manufacturing, Wholesale, Retail, Geographic Preference: National.

*Broadcast Capital, Inc., 1700 K Street, NW, Suite 405, Washington, DC 20006, tel: (202) 496-9250, fax: (202) 496-9259, Preferred Investment Size: $400,000 to $500,000, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Later Stage, Industry Preference: Broadcast Radio Stations, Geographic Preference: National.

*Minority Broadcast Investment Corp., Walter L. Threadgill, President, 1001 Connecticut Avenue, N.W., Suite 622, Washington, DC 20036, tel: (202) 293-1166, fax: (202) 293-1181, Preferred Investment Size: $200,000 to $300,000, Investment Policy: Debt and/or Equity, Investment Type: Early Stage, Expansion, Industry Preference: Telecommunications and Broadcast, Geographic Preference: Continental US.

Florida
*Allied Capital Financial Corp., (Main Office: Washington, D.C.), Executive Office Center, Suite 305, 2770 N. Indian River Blvd., Vero Beach, FL 32960, tel: (407) 778-5556, fax: (202) 569-9303.

*Allied Investment Corp., (Main Office: Washington, DC), Executive Office Center, Suite 305, 2770 N. Indian River Blvd., Vero Beach, FL 32960, tel: (407) 778-5556, fax: (202) 659-2053.

*BAC Investment Corp., 6600 N.W. 27th Avenue, Miami, FL 33147, tel: (305) 693-5919, fax: (305) 693-7450, Preferred Investment Size: $150,000, Investment Policy: Loans, Investment Type: Expansion, Industry Preference: Diversified, Geographic Preference: South.

*Market Capital Corp., 1102 North 28th Street, Tampa, FL 33603, Mail: P.O. Box 31667; Tampa, FL 33631, tel: (813) 247-1357, fax: (813) 248-5531, Preferred Investment Size: $135,000, Investment Policy: Secured Loans, Investment Type: Expansion, Expansion, Later Stage, Industry Preference: Retail Grocery, Geographic Preference: Florida.

*PMC Investment Corp., (Main Office: Dallas, TX), AmeriFirst Bank Building, 2nd Floor S, 18301 Biscayne Boulevard, N. Miami Beach, FL 33160, tel: (305) 933-5858, fax: (305) 931-3054.

*Western Financial Capital Corp., (Main Office: Dallas, TX), AmeriFirst Bank Building, 2nd Floor S, 18301 Biscayne Boulevard, N. Miami Beach, FL 33160, tel: (305) 933-5858, fax: (305) 931-3054.

Georgia
*Cordova Capital Partners, L.P., 3350 Cumberland Circle, Suite 970,Atlanta, GA 30339, tel: (770) 951-1542, fax: (770) 955-7610, Preferred Investment Size: $1 to $3 Million, Investment Policy: Equity and/or Debt with Warrant, Investment Type: Early Stage, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: Southeast.

*First Growth Capital, Inc., P.O. Box 815, I-75 & GA 42, Best Western Plaza, Forsyth, GA 31029, tel: (912) 994-9260, fax: (912) 994-1280, Preferred Investment Size: $200,000, Investment Policy: Sub Debt w/Equity, Investment Type: Expansion, Industry Preference: Diversified, Geographic Preference: National.

*North Riverside Capital Corp., 50 Technology Park/Atlanta Norcross, GA 30092, tel: (404) 446-5556, fax: (404) 446-8627,

*Renaissance Capital Corp., 34 Peachtree Street, NW, Suite 2610, Atlanta, GA 30303, tel: (404) 658-9061, fax: (404) 658-9064, Preferred Investment Size: $300,000, Investment Policy: Loans and Equity Investments, Investment Type: Early Stage and Expansion, Industry Preference: Diversified, Geographic Preference: Southeast.

Hawaii
*Bancorp Hawaii SBIC, 111 South King Street, Suite 1060, Honolulu, HI 96813, tel: (808) 537-8613, fax: (808) 521-7602.

*Pacific Venture Capital, Ltd., 222 South Vineyard Street, PH.1, Honolulu, HI 96813, tel: (808) 521-6502, fax: (808) 521-6541, Preferred Investment Size: $200,000, Investment Policy: Loans and/or Equity, Investment Type: Early Stage, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: Regional.

Illinois
*ABN AMRO Capital (USA) Inc., 135 South LaSalle Street, Chicago, IL 60674, tel: (312) 904-6445, fax: (312) 904-6376.

*The Combined Fund, Inc., 915 East Hyde Park Blvd., Chicago, IL 60615, tel: (312) 363-0300, fax: (312) 363-6816.

*Continental Illinois Venture Corp., 209 South LaSalle Street, Mail: 231 South LaSalle Street, Chicago, IL 60604, tel: (312) 828-8023, fax: (312) 987-0887, Preferred Investment Size: $5 to $25 Million, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*First Capital Corp. of Chicago, Three First National Plaza, Suite 1330, Chicago, IL 60670, tel: (312) 732-5400, fax: (312) 732-4098.

*Heller Equity Capital Corp., 500 West Monroe Street, Chicago, IL 60661, tel: (312) 441-7200, fax: (312) 441-7378,

*The Neighborhood Fund, Inc., 25 E. Washington Blvd., Suite 2015, Chicago, IL 60602, tel: (312) 726-6084, fax: (312) 726-0167, Preferred Investment Size: $100,000 to $300,000, Investment Policy: Equity and Loans, Investment Type: Early Stage, Expansion, Later Stage, Industry Preference: Manufacturing, Technology, Product Based, Geographic Preference: Wid-West.

*Peterson Finance and Investment Company, 3300 West Peterson Avenue, Suite A, Chicago, IL 60659, tel: (312) 539-0502, fax: (312) 583-6714.

*Polestar Capital, Inc., 180 N. Michigan Avenue, Suite 1905, Chicago, IL 60601, tel: (312) 984-9875, fax: (312) 984-9877, Preferred Investment Size: $350,000 to $700,000, Investment Policy: Primarily Equity, Investment Type: Early to Later Stages, Industry Preference: Manufacturing or Proven Technology Driven, Geographic Preference: National.

*Walnut Capital Corp., Two North LaSalle Street, Suite 2200, Chicago, IL 60602, tel: (312) 269-1700, fax: (312) 269-1747.

Indiana
*1st Source Capital Corp., 100 North Michgan Street, South Bend, IN 46601, Mail: P.O. Box 1602; South Bend 46634, tel: (219) 235-2180, fax: (219) 235-2719.

*Cambridge Ventures, LP, 8440 Woodfield Crossing, #315, Indianapolis, IN 46240, tel: (317) 469-9704, fax: (317) 469-3926, Preferred Investment Size: $100,00 to $750,000, Investment Policy: Sub Debt and/or Equity, Investment Type: Expansion, Acquision, Industry Preference: Diversified, Manufacturing, Geographic Preference: Mid-West.

*Circle Ventures, Inc., 26 N. Arsenal Avenue, Indianapolis, IN 46201, tel: (317) 636-7242, fax: (317) 637-7581, Preferred Investment Size: $50,000 to $150,000, Investment Policy: Debt w/Equity Features, Equity, Investment Type: Early, Expansion, Later Stages, Industry Preference: Diversified, Geographic Preference: Indiana.

Iowa
*MorAmerica Capital Corp., 101 2nd Street, SE, Suite 800, Cedar Rapids, IA 52401, tel: (319) 363-8249, fax: (319) 363-9683, Preferred Investment Size: $500,000 to $1 Million, Investment Policy: Sub Debt or Pref Stock-Warrant, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

Kansas
*Kansas City Equity Partners, 4200 Somerset Drive, Suite 101, Prairie Village, KS 66208, tel: (913) 649-1771, fax: (913) 649-2125, Preferred Investment Size: $500,000 to $2 Million, Investment Policy: Equity, Investment Type: Seed, Early Stage, Expansion, Industry Preference: Diversified, Geographic Preference: Mid-West.

*Kansas Venture Capital, Inc., 6700 Antioch Plaza, Suite 460, Overland Park, KS 66204, tel: (913) 262-7117, fax: (913) 262-3509, Preferred Investment Size: $500,000 to $1.5 Million, Investment Policy: Equity, Investment Type: All Stages - No Seed, Industry Preference: Diversified, Geographic Preference: Kansas Only.

Kentucky
*Equal Opportunity Finance, Inc., 420 S. Hurstbourne Parkway, Suite 201, Louisville, KY 40222, tel: (502) 423-1943, fax: (502) 423-1945, Preferred Investment Size: $50,000 to $150,000, Investment Policy: Loans and/or Equity, Investment Type: Early Stage, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: OH, KY, WV, IN.

*Mountain Ventures, Inc., P.O. Box 1738, 362 Old Whitley Road, London, KY 40743, tel: (606) 864-5175, fax: (606) 864-5194, Preferred Investment Size: $100,000 to $250,000, Investment Policy: Loan, Debt and Equity, Investment Type: Seed, Early, Expansion, Later Stages, Industry Preference: Diversified, Geographic Preference: Southeast Kentucky.

Louisiana
*First Commerce Capital, Inc., 201 St. Charles Avenue, 16th Floor, Mail: P.O. Box 60279, New Orleans, LA 70160, tel: (504) 623-1600, fax: (504) 623-1779, Preferred Investment Size: $1 to $2 Million, Investment Policy: Loans, Equity, Investment Type: Later Stage, Acquisition, Buyouts, Industry Preference: Mfg. Healthcare, Retail, Wholesale/Distribution, Geographic Preference: Gulf South Region.

*Premier Venture Capital Corp., 451 Florida Street, Mail: P.O. Box 1511, Baton Rouge, LA 70821, tel: (504) 332-4421, fax: (504) 334-7929, Preferred Investment Size: $1 to $3 Million, Investment Policy: Equity and Subordinated Debt, Investment Type: Early Stage, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: South, Mid-West.

Maine
*North Atlantic Venture Fund II, L.P., 70 Center Street, Portland, ME 04101, tel: (207) 772-1001, fax: (207) 772-3257.

Maryland
*Anthem Capital, L.P., 16 S. Calvert Street, Suite 800, Baltimore, MD 21202, tel: (410) 625-1510, fax: (410) 625-1735.

*Greater Washington Investments, Inc., 39 West Montgomery Ave., Rockville, MD 20850, tel: (301) 738-3939, fax: (301) 738-7949, Preferred Investment Size: $1,000,000, Investment Policy: Subordinated Debt with Warrant, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Security Financial and Investment Corp., 7720 Wisconsin Avenue, Suite 207, Bethesda, MD 20814, tel: (301) 951-4288, fax: (301) 951-9282.

*Syncom Capital Corp., 8401 Colesville Road, #300, Silver Spring, MD 20910, tel: (301) 608-3207, fax: (301) 608-3307. Massachusetts
*The Argonauts MESBIC Corp., 929 Worcester Road, Framingham, MA 01701, tel: (508) 820-3430, fax: (508) 872-3741.

*BancBoston Ventures, Incorporated, 100 Federal Street, Mail: P.O. Box 2016 Stop 01-31-08, Boston, MA 02110, tel: (617) 434-2442, fax: (617) 434-1153.

*Business Achievement Corp., 1172 Beacon Street, Suite 202, Newton, MA 02161, tel: (617) 965-0550, fax: (617) 345-7201.

*Chestnut Street Partners, Inc., 75 State Street, Suite 2500, Boston, MA 02109, tel: (617) 345-7220, fax: (617) 345-7201.

*Commonwealth Enterprise Fund Inc., 10 Post Office Square, Suite 1090, Boston, MA 02109, tel: (617) 482-1881, fax: (617) 482-7129, Preferred Investment Size: $200,000 to $300,000, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Later Stage, Buyouts, Industry Preference: Diversified, Geographic Preference: Northeast.

*First Capital Corp. of Chicago, (Main Office: Chicago, IL), One Financial Center, 27th Floor, Boston, MA 02111, tel: (617) 457-2500, fax: (617) 457-2506.

*Geneva Middle Market Investors, L.P., 70 Walnut Street, Wellesley, MA 02181, tel: (617) 239-8230, fax: (617) 239-8064.

*Mezzanine Capital Corp., 75 State Street, Suite 2500, Boston, MA 02109, tel: (617) 345-7200, fax: (617) 345-7201.

*Northeast SBI Corp., 130 NewMarket Square, Suite 1, Boston, MA 02118, tel: (617) 445-2100, fax: (617) 442-0101.

*Northwest Venture Partners, (Main Office: Minneapolis, MN), 40 William Street, Suite 305, Wellesley, MA 02181, tel: (617) 237-5870, fax: (617) 237-6270.

*Norwest Equity Partners IV, (Main Office: Minneapolis, MN), 40 William Street, Suite 305, Wellesley, MA 02181, tel: (617) 237-5870, fax: (617) 237-6270.

*Norwest Growth Fund, Inc., (Main Office: Minneapolis, MN), 40 William Street, Suite 305, Wellesley, MA 02181, tel: (617) 237-5870, fax: (617) 237-6270.

*Pioneer Ventures Limited Partnership, 60 State Street, 19th Floor, Boston, MA 02109, tel: (617) 742-7825, fax: (617) 742-7315, Preferred Investment Size: $750,000 - $1.25 Million, Investment Policy: Equity, Debt with Equity, Investment Type: Seed, Early Stage, Expansion, Industry Preference: Communications, Software, Mfg., Med. Technology, Geographic Preference: New England.

*Pioneer Ventures Limit Partnership II, 60 State Street, 19th Floor, Boston, MA 02109, tel: (617) 742-7825, fax: (617) 742-7315, Preferred Investment Size: $1.25 to $1.75 Million, Investment Policy: Equity and Equity related debt, Investment Type: Seed, Early, Expansion, Acquisition, Industry Preference: Communications, Software, Medical Technology, Geographic Preference: New England.

*Seacoast Capital Partners, L.P., 55 Ferncroft Road, Danvers, MA 01923, tel: (508) 777-3866, fax: (508) 750-1301, Preferred Investment Size: $1 to $6 Million, Investment Policy: Loans and Equity Investments, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Transportation Capital Corp., (Main Office: New York, NY), 45 Newbury Street, Suite 207, Boston, MA 02116, tel: (617) 536-0344, fax: (212) 949-9836.

*UST Capital Corp., 40 Court Street, Boston, MA 02108, tel: (617) 726-7000, fax: (617) 723-9414, Preferred Investment Size: $300,000, Investment Policy: Loans and/or Equity, Investment Type: Seed, Early Stage, Industry Preference: Diversified, Geographic Preference: Regional.

*Zero Stage Capital V, L.P., Kendall Square, 1010 Main Street, 17th Floor, Cambridge, MA 02142, tel: (617) 876-5355, fax: (617) 876-1248, Preferred Investment Size: $50,000 to $500,000, Investment Policy: Early & Later Stage, Expansion, Investment Type: Equity, Debit with Equity features, Industry Preference: Biotech, Computer Hardware & Software, Energy, Geographic Preference: Northeast.

Michigan
*Capital Fund, Inc., 6412 Centurion Drive Suite 150, Lansing, MI 48917, tel: (517) 323-7772, fax: (517) 323-1999, Preferred Investment Size: $200,000 to $500,000, Investment Policy: Loans, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: Michigan.

*Dearborn Capital Corp., c/o Ford Motor Credit Corp., The American Road, Dearborn, MI 48121, tel: (313) 337-8577, fax: (313) 248-1252.

*Metro-Detroit Investment Company, 30777 Northwestern Highway, Suite 300, Farmington Hill, MI 48334, tel: (810) 851-6300, fax: (810) 851-9551.

*Motor Enterprises, Inc., General Motors Building, 3044 W. Grand Blvd., Room 11-119, Detroit, MI 48202, tel: (313) 556-4273, fax: (313) 974-4499, Preferred Investment Size: $100,000 to $500,000, Investment Policy: Loans, Investment Type: Early Stage, Expansion, Industry Preference: Suppliers to General Motors, Geographic Preference: National.

*White Pines Capital Corp., 2929 Plymouth Road, Suite 210, Ann Arbor, MI 48105, tel: (313) 747-9401, fax: (313) 747-9704, Preferred Investment Size: $350,000 to $1 Million, Investment Policy: Investment Type: Expansion, Industry Preference: Manufacturing, Retail, Value-added, Geographic Preference: Midwest.

Minnesota
*Capital Dimensions Ventures Fund, Inc., Two Appletree Square, Suite 335, Minneapolis, MN 55425, tel: (612) 854-3007, fax: (612) 854-6657, Preferred Investment Size: $200,000 to $2 Million, Investment Policy: Debt and/or Equity, Investment Type: Early Stage, Expansion, Industry Preference: Communications and Technology, Geographic Preference: National.

*FBS SBIC, L.P., First Bank Place, 601 Second Aveune South, 16th Floor, Minneapolis, MN 55402, tel: (612) 973-0988, fax: (612) 973-0203,

*Milestone Growth Fund, Inc., 75 South 5th St., Suite 705, Minneapolis, MN 55402, tel: (612) 338-0090, fax: (612) 338-1172, Preferred Investment Size: $150,000, Investment Policy: Loans, Loans with Warrants, Investment Type: Expansion, Early Stage, Industry Preference: Diversified, Geographic Preference: National.

*Northwest Venture Partners, 2800 Piper Jaffray Tower, 222 South Ninth Street, Minneapolis, MN 55402, tel: (612) 667-1650, fax: (612) 667-1660, Preferred Investment Size: $3 to $15 Million, Investment Policy: Equity, Investment Type: Start-Up, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Norwest Equity Partners IV, 2800 Piper Jaffray Tower, 222 South Ninth Street, Minneapolis, MN 55402, tel: (612) 667-1650, fax: (612) 667-1660, Preferred Investment Size: $3 to $15 Million, Investment Policy: Equity, Investment Type: Start-Up, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Norwest Equity Partners V, L.P., 2800 Piper Jaffrey Tower, Minneapolis, MN 55402, tel: (612) 667-1667, fax: (612) 667-1660, Preferred Investment Size: $3 to $15 Million, Investment Policy: Equity, Investment Type: Start-Up, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Norwest Growth Fund, Inc., 2800 Piper Jaffray Tower, 222 South Ninth Street, Minneapolis, MN 55402, tel: (612) 667-1650, fax: (612) 667-1660, Preferred Investment Size: $3 to $15 Million, Investment Policy: Equity, Investment Type: Start-Up, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Piper Jaffray Healthcare Capital L.P., 222 South 9th Street, Minneapolis, MN 55402, tel: (612) 342-6335, fax: (612) 342-1036, Preferred Investment Size: $750,000 to $1.5 Million, Investment Policy: Equity Only, Investment Type: Early Stage, Later Stage, Expansion, Industry Preference: Medical/Healthcare, Geographic Preference: National.

Mississippi
*Sun-Delta Capital Access Center, Inc., 819 Main Street, Greenville, MS 38701, tel: (601) 335-5291, fax: (601) 335-5295.

Missouri
*Bankers Capital Corp., 3100 Gillham Road, Kansas City, MO 64109, tel: (816) 531-1600, fax: (816) 531-1334, Preferred Investment Size: $100,000, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: Mid-West.

*CFB Venture Fund I, Inc., 11 South Meramec, Suite 1430, St. Louis, MO 63105, tel: (314) 746-7427, fax: (314) 746-8739.

*CFB Venture Fund II, LP, 11 South Meramec, Suite 1430, St. Louis, MO 63105, tel: (314) 746-7427, fax: (314) 746-8739, Preferred Investment Size: $500,000 to $3 Million, Investment Policy: Debt or Preferred Stock, Investment Type: Buyouts, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: Mid-West.

*Gateway Partners, L.P., 8000 Maryland Avenue, Suite 1190, St. Louis, MO 63105, tel: (314) 721-5707, fax: (314) 721-5135.

*MorAmerica Capital Corp., (Main Office: Cedar Rapids, IA), 911 Main Street, Suite 2724A, Commerce Tower Building, Kansas City, MO 64105, tel: (816) 842-0114, fax: (816) 471-7339.

*United Missouri Capital Corp., 1010 Grand Avenue, Mail: P.O. Box 419226, Kansas City, MO 64141, tel: (816) 860-7914, fax: (816) 860-7143.

Nebraska
*United Financial Resources Corp., 7401 "F" Street, Omaha, NE 68127, Mail: P.O. Box 1131; Omaha, NE 68101, tel: (402) 339-7300, fax: (402) 339-9226.

Nevada
*Atalanta Investment Company, Inc., 601 Fairview Blvd., Incline Village, NV 89451, tel: (702) 833-1836, fax: (702) 833-1890, Preferred Investment Size: $2,000,000, Investment Policy: Equity, Investment Type: Expansion, Later Stage, Industry Preference: Technology, Geographic Preference: National.

New Jersey
*CIT Group/Venture Capital, Inc., 650 CIT Drive, Livingston, NJ 07039, tel: (201) 740-5429, fax: (201) 740-5555, Preferred Investment Size: $2 to $7 Million, Investment Policy: Sub. Debt and/or Equity, Investment Type: Later Stage, Expansion, Buyouts, Industry Preference: Consumer Products/Service, Indust. Equip/Product, Geographic Preference: National.

*Capital Circulation Corp., 2035 Lemoine Avenue, Second Floor, Fort Lee, NJ 07024, tel: (201) 947-8637, fax: (201) 585-1965.

*DFW Capital Partners, L.P., Glenpointe Center East, 5th Floor, 300 Frank W. Burr Blvd., Teaneck, NJ 07666, tel: (201) 836-2233, fax: (201) 836-5666, Preferred Investment Size: $4,000,000, Investment Policy: Equity, Investment Type: Early thru Later Stage, Industry Preference: Healthcare, Services, Diversified, Geographic Preference: National.

*ESLO Capital Corp., 212 Wright Street, Newark, NJ 07114, tel: (201) 242-4488, fax: (201) 643-6062, Preferred Investment Size: $100,000, Investment Policy: Loans, Investment Type: Start-Ups, Early Stage, Industry Preference: Business, Services, Manufacturing, Geographic Preference: Northeast.

*MidMark Capital, L.P., 466 Southern Boulevard, Chatham, NJ 07928, tel: (201) 822-2999, fax: (201) 822-8911, Preferred Investment Size: $5,000,000, Investment Policy: Equity, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Mfg., Communication, Retail/Service, Geographic Preference: East, Mid-West.

* Rutgers Minority Investment Company, 180 University Avenue, 3rd Floor, Newark, NJ 07102, tel: (201) 648-5627, fax: (201) 648-1110, Preferred Investment Size: up to $150,000, Investment Policy: Loans with Equity Features, Investment Type: Early Stage, Expansion, Industry Preference: Diversified, Geographic Preference: Northeast.

*Tappan Zee Capital Corp., 201 Lower Notch Road, Mail: P.O. Box 416, Little Falls, NJ 07424, tel: (201) 256-8280, fax: (201) 256-2841, Preferred Investment Size: $200,000, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Later Stage, Buyouts, Industry Preference: Diversified, Geographic Preference: Northeast.

*Transpac Capital Corp., 1037 Route 46 East, Clifton, NJ 07013, tel: (201) 470-8855, fax: (201) 470-8827, Preferred Investment Size: $200,000, Investment Policy: Primarily Loans, Investment Type: Seed, Early Stage, Expansion, Industry Preference: Diversified, Geographic Preference: National.

New York
*399 Venture Partners, 399 Park Avenue, 14th Floor/Zone 4, New York, NY 10043, tel: (212) 559-1127, fax: (212) 888-2940.

*American Asian Capital Corp., 130 Water Street, Suite 6-L, New York, NY 10005, tel: (212) 422-6880.

*Argentum Capital Partners, LP, Daniel Raynor, Chairman, 405 Lexington Avenue, 54th Floor, New York, NY 10174, tel: (212) 949-6262, fax: (212) 949-8294, Preferred Investment Size: $500,000 to $700,000, Investment Policy: Equity, Debt w/Warrants, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*BT Capital Partners, Inc., 280 Park Avenue --32 West, New York, NY 10017, tel: (212) 250-8084, fax: (212) 250-7651, Preferred Investment Size: $5 to $25 Million, Investment Policy: Equity Investments, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Barclays Capital Investors Corp., 222 Broadway, 7th Floor, New York, NY 10038, tel: (212) 412-3937, fax: (212) 412-6780.

*CB Investors, Inc., 270 Park Avenue, 5th Floor, New York, NY 10017, tel: (212) 270-3220, fax: (212) 270-2327.

*CIBC Wood Gundy Ventures, Inc., 425 Lexington Avenue, 9th Floor, New York, NY 10017, tel: (212) 856-3713, fax: (212) 697-1554.

*CMNY Capital II, L.P., 135 East 57th Street, 26th Floor, New York, NY 10022, tel: 212) 909-8432, fax: (212) 980-2630, Preferred Investment Size: $800,000, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Industry Preference: Diversified, Geographic Preference: National.

*Capital Investors & Management Corp., 210 Canal Street, Suite 611, New York, NY 10013, tel: (212) 964-2480, fax: (212) 349-9160, Preferred Investment Size: $100,000 to $150,000, Investment Policy: Secured Loans, Investment Type: Expansion, Industry Preference: Retail, Geographic Preference: New York - Tri-State.

*Chase Manhattan Capital Corp., 1 Chase Plaza--7th Floor, New York, NY 10081, tel: (212) 552-6275, fax: (212) 552-2807.

*Chemical Venture Capital Associates, 270 Park Avenue, 5th Floor, New York, NY 10017, tel: (212) 270-3220, fax: (212) 270-2327.

*Citicorp Venture Capital, Ltd., 399 Park Avenue, 14th Floor/Zone 4, New York, NY 10043, tel: (212) 559-1127, fax: (212) 793-6164, Preferred Investment Size: $5 to $10 Million, Investment Type: Later Stage and Leverage Buyout, Industry Preference: Diversified, Geographic Preference: East Coast/National.

*Creditanstalt SBIC, 245 Park Avenue, 27th Floor, New York, NY 10167, tel: (212) 856-1248, fax: (212) 856-1699.

*East Coast Venture Capital, Inc., 313 West 53rd Street, Third Floor, New York, NY 10019, tel: (212) 245-6460, fax: (212) 265-2962.

*Edwards Capital Company, Two Park Avenue, 20th Floor, New York, NY 10016, tel: (212) 686-5449, fax: (212) 213-6234, Preferred Investment Size: $50,000 to $5 Million, Investment Policy: Secured Loans, Investment Type: Acquisition, Expansion, Industry Preference: Transportation, Geographic Preference: New York City.

*Elk Associates Funding Corp., 747 Third Avenue, New York, NY 10017, tel: (212) 421-2111, fax: (212) 421-3488,

*Empire State Capital Corp., 170 Broadway, Suite 1200, New York, NY 10038, tel: (212) 513-1799, fax: (212) 513-1892, Preferred Investment Size: $500,000, Investment Policy: Loans or Equity Investments, Investment Type: Early Stage, Expansion, Industry Preference: Diversified, Geographic Preference: Atlantic Region.

*Eos Partners SBIC, L.P., 520 Madison Avenue, 42nd Floor, New York, NY 10022, tel: (212) 832-5814, fax: (212) 832-5805, Preferred Investment Size: $1 - $3 Million, Investment Policy: Equity and Equity oriented Debt, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Telecomm., Info-processing, Data Services, Geographic Preference: National.

*Esquire Capital Corp., 69 Veterans Memorial Highway, Commack, NY 11725, tel: (516) 462-6946, fax: (516) 864-8152.

*Exeter Equity Partners, L.P., 10 East 53rd Street, New York, NY 10022, tel: (212) 872-1170, fax: (212) 872-1198, Preferred Investment Size: $3,000,000, Investment Policy: Equity Investments, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Exeter Venture Lenders, L.P., 10 East 53rd Street, New York, NY 10022, tel: (212) 872-1170, fax: (212) 872-1198, Preferred Investment Size: $3,000,000, Investment Policy: Loans and Equity Investments, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Exim Capital Corp., 241 5th Avenue, 3rd Floor, New York, NY 10016, tel: (212) 683-3375, fax: (212) 689-4118, Preferred Investment Size: $200,000, Investment Policy: Loans, Loans w/Equity Features, Investment Type: Expansion and Acquision, Industry Preference: Diversified, Geographic Preference: New York City.

*Fair Capital Corp., 210 Canal Street, Suite 611, New York, NY 10013, tel: (212) 964-2480, fax: (212) 349-9160, Preferred Investment Size: $50,000 to $100,000, Investment Policy: Secured Loans, Investment Type: Expansion, Industry Preference: Retail, Geographic Preference: New York, Tri-State.

*First County Capital, Inc., 135-14 Northern Blvd., 2nd Floor, Flushing, NY 11354, tel: (718) 461-1778, fax: (718) 461-1835, Preferred Investment Size: $100,000 to $300,000, Investment Policy: Loans and/or Equity, Investment Type: Seed, Early Stage, Expansion, Industry Preference: Manufacturing, Retail, Wholesale, Food Service, Geographic Preference: North.

*First Wall Street SBIC, LP, 26 Broadway, Suite 1320, New York, NY 10004, tel: (212) 742-3770, fax: (212) 742-3776, Preferred Investment Size: $250,000 to $2 Million, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Later Stage, MBO, Industry Preference: Industrial Business Products & Equipment, Geographic Preference: Northease, East.

*Flushing Capital Corp., 39-06 Union Street, Room 202, Flushing, NY 11354, tel: (718) 886-5866, fax: (718) 939-7761, Preferred Investment Size: $300,000, Investment Policy: Loans, Investment Type: Expansion, Industry Preference: Diversified, Geographic Preference: New York City Area.

*Freshstart Venture Capital Corp., 313 West 53rd Street, 3rd Floor, New York, NY 10019, tel: (212) 265-2249, fax: (212) 265-2962.

*Fundex Capital Corp., 555 Theodore Fremd Avenue, C-200, Rye, NY 10580, tel: (516) 466-8551, fax: (914) 967-6522.

*Furman Selz SBIC, L.P., 230 Park Avenue, New York, NY 10169, tel: (212) 309-8200, fax: (212) 692-9608, Preferred Investment Size: $2 to $6 Million, Investment Policy: Equity, Investment Type: Expansion, Later Stage, No Start-ups, Industry Preference: Diversified, Geographic Preference: National.

*Genesee Funding, Inc., 70 Linden Oaks, 3rd Floor, Rochester, NY 14625, tel: (716) 383-5550, fax: (716) 383-5305, Preferred Investment Size: $200,000, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: Northeast.

*Hanam Capital Corp., 38 West 32th Street, Suite 1512, New York, NY 10001, tel: (212) 564-5225, fax: (212) 564-5307, Preferred Investment Size: $50,000 to $200,000, Investment Policy: Loans and/or Equity, Investment Type: Early Stage, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: Northeast.

*IBJS Capital Corp., One State Street, 8th Floor, New York, NY 10004, tel: (212) 858-2000, fax: (212) 858-2768.

*Ibero American Investors Corp., 104 Scio Street, Rochester, NY 14604, tel: (716) 262-3440, fax: (716) 262-3441, Preferred Investment Size: $450,000, Investment Policy: Loans and/or Equity, Investment Type: Early Stage, Expansion, Industry Preference: Diversified, Geographic Preference: Northeast.

*InterEquity Capital Partners, LP, 220 Fifth Avenue, 12th Floor, New York, NY 10001, tel: (212) 779-2022, fax: (212) 779-2103, Preferred Investment Size: $200,000 to $5 Million, Investment Policy: Loans and Equity, Investment Type: All Stages, Industry Preference: Diversified, Geographic Preference: National.

*International Paper Cap. Formation, Inc., (Main Office: Memphis, TN), Frank Polney, Manager, Two Manhattanville Road, Purchase, NY 10577, tel: (914) 397-1578, fax: (914) 397-1909.

*J.P. Morgan Investment Corp., 60 Wall Street, New York, NY 10260, tel: (212) 483-2323, Preferred Investment Size: $5 to $10 Million, Investment Policy: Equity, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Jardine Capital Corp., 105 Lafayette Street, Unit 204, New York, NY 10013, tel: (212) 941-0993, fax: (212) 941-0998, Preferred Investment Size: $360,000, Investment Policy: Loans and/or Equity, Investment Type: Expansion, Industry Preference: Diversified, Geographic Preference: North / South.

*KOCO Capital Company, L.P., 111 Radio Circle, Mount Kisco, NY 10549, tel: (914) 242-2324, fax: (914) 241-7476, Preferred Investment Size: $2,000,000, Investment Policy: Sub. Debt and Preferred Stock, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*LEG Partners SBIC, L.P., 230 Park Avenue, 21st Floor, New York, NY 10169, tel: (212) 207-1585, fax: (212) 207-1579, Preferred Investment Size: $2 to $3 Million, Investment Policy: Equity and Debt w/Warrants, Investment Type: Expansion, Industry Preference: Healthcare, Media, Basic Manufacturing, Geographic Preference: Mid-Atlantic.

*M & T Capital Corp., One Fountain Plaza, 9th Floor, Buffalo, NY 14203, tel: (716) 848-3800, fax: (716) 848-3424.

*Medallion Funding Corp., 205 E. 42nd Street, Suite 2020, New York, NY 10017, tel: (212) 682-3300, fax: (212) 983-0351, Preferred Investment Size: $50,000 to $350,000, Investment Policy: Senior and Sub Debt w/Warrants, Investment Type: Expansion, Industry Preference: Service, Retail, Geographic Preference: Mid-Atlantic, N.East.

*Mercury Capital, L.P., 650 Madison Avenue, New York, NY 10022, tel: (212) 838-0888, fax: (212) 838-7598.

*NYBDC Capital Corp., 41 State Street, P.O. Box 738, Albany, NY 12207, tel: (518) 463-2268, fax: (518) 463-0240, Preferred Investment Size: $100,000, Investment Policy: Loans or Equity, Investment Type: Early Stage, Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: New York.

*NatWest USA Capital Corp., 175 Water Street, 27th Floor, New York, NY 10038, tel: (212) 602-1200, fax: (212) 602-2149.

*Needham Capital SBIC, L.P., 400 Park Avenue, New York, NY 10022, tel: (212) 705-0291, fax: (212) 371-8418, Preferred Investment Size: $500,000 to $1 Million, Investment Policy: Equity, Investment Type: Later Stage, Expansion, Industry Preference: Technology, Geographic Preference: National.

*Norwood Venture Corp., 1430 Broadway, Suite 1607, New York, NY 10018, tel: (212) 869-5075, fax: (212) 869-5331, Preferred Investment Size: $1,000,000, Investment Policy: Equity Oriented Debt Investmeny, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Paribas Principal Incorporated, 787 Seventh Avenue, 33rd Floor, New York, NY 10019, tel: (212) 841-2000, fax: (212) 841-2146, Preferred Investment Size: $1.5 to $5 Million, Investment Policy: Equity Only, Investment Type: Expansion, Later Stage, Industry Preference: Healthcare, Media, Business Services, Mfg., Geographic Preference: National.

*Pierre Funding Corp., 805 Third Avenue, 6th Floor, New York, NY 10022, tel: (212) 888-1515, fax: (212) 688-4252, Preferred Investment Size: $100,000 to $500,000, Investment Policy: Collateralized Loans, Investment Type: Expansion, Industry Preference: Diversified, Geographic Preference: East Coast.

*Prospect Street NYC Discovery Fund, L.P., 250 Park Avenue, 17th Floor, New York, NY 10177, tel: (212) 490-0480, fax: (212) 490-1566.

*Pyramid Ventures, Inc., 130 Liberty Street, 31th Floor, New York, NY 10006, tel: (212) 250-9571, fax: (212) 250-7651, Preferred Investment Size: $10,000,000, Investment Policy: Equity Investments, Investment Type: Expansion, Later Stage, Industry Preference: Diversified, Geographic Preference: National.

*Situation Ventures Corp., 56-20 59th Street, Maspeth, NY 11378, tel: (718) 894-2000, fax: (718) 326-4642, Preferred Investment Size: $100,000, Investment Policy: Loans and/or Equity, Industry Preference: Manufacturing, Service, Retail, Geographic Preference: New York Metro Area.

*Sixty Wall Street SBIC Fund, L.P., 60 Wall Street, New York, NY 10260,